First-principles study of surface charging in LaAlO3/SrTiO3 heterostructures
Date
2015-08-19
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Publisher
American Physical Society
Abstract
The two-dimensional electron gas (2DEG) observed at the interface between LaAlO3 (LAO) and SrTiO3 (STO)
is known to be very sensitive to the proximity of the LaAlO3 surface and the conditions to which the surface is
exposed. We use first-principles calculations to study surface reconstructions on LAO films, taking into account
that the LAO surface can be charged. The results for the charged surfaces and for the coupling between the
surface and the 2DEG enable us to account not only for the behavior of the 2DEG as a function of thickness of the
LAO layer, but simultaneously determine the stable terminations and reconstructions on the LAO surface under
a variety of conditions. Our studies of charged surfaces are based on an extension of the methodology of A. Y.
Lozovoi et al. [J. Chem. Phys. 115, 1661 (2001)]. From the calculated electronic structure of the unreconstructed
(but relaxed) AlO2 and LaO surface terminations of LAO, we find surface states having excess holes (AlO2
termination) or excess electrons (LaO termination). This result is central to understanding the mechanism of
2DEG formation, and is consistent with a 2DEG of density 3.3 × 1014 cm−2 being intrinsic to the LaO-TiO2
interface in the LAO/STO system. We explore the effects of the Al-adatom, O-vacancy, and H-adatom surface
reconstructions on the 2DEG density, and find that the stability of different reconstructions is tied to the thickness
of the LAO layer as well as the surface exposure conditions. We find that including the effects of charging of
the surface significantly stabilizes the AlO2 termination versus the LaO termination. Overall, our methodology
has the advantage of decoupling first-principles calculations for the interface from those for the charged surface,
and constitutes a general approach that can be applied to the commonly occurring problem of charge exchange
between the surface and the interface of a thin film with a substrate, or between the surface and defects/impurities
in the bulk of a material.
DOI: 10.1103/PhysRevB.
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Citation
Krishnaswamy, K., et al. "First-principles study of surface charging in LaAlO 3/SrTiO 3 heterostructures." Physical Review B 92.8 (2015): 085420.